Updated by Fred Dingledy
March 2008
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Books
Library Catalog
To search for books, journals, and audiovisual materials held by William & Mary libraries, use the
LION catalog.
Search Tips:
- Subject Queries--
- Antitrust law--United States
- Commercial Law
- Consolidation and merger of corporations--United States
- Corporations--Finance--United States
- Corporation law--United States
- Directors of corporations--Legal status, laws, etc.--United States
- Securities--United States
- Securities and Disclosure
- Remember that individual jurisdictions can be searched, e.g. corporations and Virginia, or securities and Virginia
Library of Congress Call Numbers for Corporations and Securities Law: KF1384 to KF1439. Browse the shelves under these call numbers to locate relevant treatises.
To search for materials from other libraries, use the Worldcat database on FirstSearch.
Other Libraries - Links to other libraries and library catalogs available through the web.
Selected Treatises
Areeda, Phillip. Antitrust Law: An Analysis of Antitrust Principles and Their Application. 3rd ed.
KF1649 A76 2006
Bainbridge, Stephen M. Corporation Law and Economics.
KF1416 B35 2002 (Reserve)
Balotti, R. Franklin and Jesse A. Finkelstein. The Delaware Law of Corporations & Business Organizations. 3rd ed.
KFD213 B35 1998
Also available on CCH Business Online. 
Bloomenthal, Harold S. Securities Law Handbook. 2007-2008 ed.
KF1439 B55 2007-2008
Westlaw: SECLAW-HB 
Bloomenthal, Harold S. and Samuel Wolff. Securities and Federal Corporate Law. 2nd ed.
KF1439 S4 v.3 1998
Westlaw:
SECFEDCORP 
Blumberg, Phillip I., et al. Blumberg on Corporate Groups. 2nd ed.
KF1465 B59 2005
Brown, Gary M. Soderquist on the Securities Laws. 5th ed.
KF1440 S63 2006
Lexis: PLI;USECL
Cox, James D., and Thomas Lee Hazen. Cox and Hazen on Corporations.
KF1414 C69 2003 (Reserve)
Gevurtz, Franklin A. Corporation Law.
KF1414 G48 2000 (Reserve)
Haas, Jeffrey J. Corporate Finance in a Nutshell.
KF1428 Z9 H22 2004 (Reserve)
Hamilton, Robert W. The Law of Corporations in a Nutshell. 5th ed.
KF1414.3 H35 2000 (Reserve)
Hazen, Thomas Lee. The Law of Securities Regulation. Rev. 5th ed.
KF1439 H39 2006 (Reserve)
Johnson, Charles J., and Joseph McLaughlin. Corporate Finance and the Securities Laws. 3rd ed.
KF1428 J58 2004
Knepper, William E., and Dan A. Bailey. Liability of Corporate Officers and Directors. 7th ed.
KF1423 K58 2002
Lexis: MATBEN;LCOROD 
Loss, Louis, and Joel Seligman. Fundamentals of Securities Regulation. 5th ed.
KF1439 L6 2004
Loss, Louis, Joel Seligman, and Troy Paredes. Securities Regulation. 4th ed.
KF1070 L62 2006
Also available on CCH Business Online. 
Macey, Jonathan R. Macey on Corporation Laws. (Includes Model Business Corporation Act, Deleware General Corporation Laws, and the ALI Principles of Corporate Governance.)
KF1414 M33
Oesterle, Dale A. Mergers and Acquisitions in a Nutshell. 2nd ed.
KF1417 Z9 O34 2006 (Reserve)
Smiddy, Linda O. and Lawrence A. Cunningham. Soderquist on Corporate Law and Practice. 3rd ed.
KF1414 S57 2007
Thompson, Robert B. O'Neal and Thompson's Close Corporations and LLCs: Law and Practice. Rev. 3rd ed.
KF1466 O52 2004
Westlaw: CCORPLLC 
Journal Articles
Indexes to Journal Articles
LegalTrac
Subject Queries--
- Acquisitions and mergers
- Antitrust law--interpretation and construction
- Antitrust law--litigation
- Corporate Directors--laws, regulations, etc
- Corporate Directors--litigation
- Corporation Law--interpretation and construction
- Corporation Law--litigation
- Corporation Law--practice
- Corporations--Finance
- Corporations--Finance--laws, regulations, etc.--United States
- Securities law--interpretation and construction
- Securities--United States
- Tort Liability of corporations
Indexes articles from nearly 900 legal journals, bar association publications, law reviews, and legal newspapers. Includes book reviews. Options for accessing this index include:
Print: Current Legal Index Coverage: 1980-Present. Updated daily. Location:
Reference (Index Table)
Online: 1981-Present. Updated daily.
Full Text Articles
Lexis
Westlaw
Business Organizations - Law Reviews, Texts & Bar Journals (BUS-TP)
Securities and Blue Sky Law - Law Reviews, Texts & Bar Journals (SEC-TP)
Delaware Journal of Corporate Law (DELJCL)
Journal of Corporation Law (JCORPL)
Business Lawyer (BUSLAW)
Texts & Periodicals- All Law Reviews, Texts, and Bar Journals (TP-ALL)
Journals and Law Reviews (JLR)
Looseleaf Services & Newsletters
BNA Topical Services & Reporters 
Additional Resources
- LawTrio (Legal Looseleafs in Print and Legal Newsletters in Print)
W&M Databases
Lexis-Nexis
Corporate Law Library (Legal > Area of Law - By Topic > Corporate) –
Includes links to searchable sub-directories:
- Cases
- Company and Financial Information
- Corporate Governance Materials (includes treatises and FINRA disciplinary actions)
- Directories
- Law Reviews and Journal Publications
- News
- Public Records
- SEC Filings
- Statutes and Legislative Materials
- Treatises and Analytic Materials
Securities Law Library (Legal > Area of Law - By Topic > Securities)
Includes links to searchable sub-directories:
- Analysis of Emerging Issues
- Cases and Court Rules
- Company and Financial Information
- Industry and Company Reports
- Materials from the SEC and other administrative agencies (actions, regulations, etc.)
- News
- SEC Filings
- Self-Regulatory Organizations Information (e.g., FINRA)
- Statutes and Legislative Materials
- Treatises, Analytic Materials, and Law Reviews and Journals
Westlaw
Business organizations news and information (includes numerous business law journals) (BUS-TP) - contains treatises, law reviews, and encyclopedia articles relevant to business law.
Securities Regulation practice area materials, including statutes and Legislative history (FSEC-ALL) - contains cases, statutes, regulations, and actions by agencies such as NASD and NYSE.
Administrative law (FSEC-ADMIN) - contains actions and manuals from various agencies such as the SEC, NASD, and NYSE.
Securities public records and filings (EDGAR) - filings the SEC requires all publicly-traded companies to make.
Blue Sky Statutes and Regulations Combined (BLUESKY-COMBINED) - state statutes and regulations regarding securities law.
West Group Securities Law Series Online (SECSERIES) contains a number of West treatises on securities law.
Other Databases
World Wide Web Resources
Legal Research Sites
FindLaw Corporate Counsel Center
A free search engine, resource directory, and news center for corporate legal matters. Also provides links to specific business and securities sites.
Official Sites
Business.gov -- Business Law
The section of the Small Business Administration's website contains legal and regulatory information for small businesses.
LawSource
This is a good general gateway to state government websites and state corporation and securities bureaus.
Securities and Exchange Commision
This is the official gateway to SEC information. Includes abundant links to private and industry sites, regulation actions, and securities litigation.
State and Local Government on the Net
You can connect wiht state government departments concerned with registration and regulation of corporations and securities here.
Associations
Association of Corporate Counsel
A national association of in-house counsel which is noted for its aggressive cost containment programs and, increasingly, for lobbying for rmuneration for house counsel that meet or exceed typical compensation for outside counsel.
International Capital Market Association
This group does for the international securities market what the NASD does for the US market. Self-regulatory information and more, focused mainly on Europe.
Financial Industry Regulatory Authority (FINRA)
Formerly known as the National Association of Securities Dealers (NASD). The association for and regulator of securities dealers, as distinct from the stock exchanges. Significant self policing and customer arbitration efforts originate with FINRA.
National Securities Clearing Corporation
This entity is the inter dealer cooperative through which buys and sells are cleared at the end of each trading session.
North American Securities Administrators Association
This organization focuses on state securities agencies and investors and offers information on blue sky laws and protection from securities fraud.
Other organizations may be found using Associations Unlimited (also available on Lexis).

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