The Office of Grants
and Research Administration
Policy Handbook
DEFINITIONS
Associate
Provost for Academic Affairs:
The person whom the Provost designates as having decision making authority
on matters pertaining to grants and research administration. This individual
is also the supervisor of the Grants Office (among other areas) and to
whom the Director of Sponsored Programs and the Director of Grant Fiscal
Administration report.
Consulting:
Professional activity related to a faculty member's field or discipline
where a fee-for-service or equivalent relationship with a third party
exists.
Department or
School:
Refers to the departments in the Faculty of Arts and Sciences and the
Schools of Business, Education and Law. May also refer to other academic
or administrative units such as centers, programs, or offices.
Director of Grants
Fiscal Administration: Supervisor
of post-award activities in the Office of Grants and Research Administration.
Director of Sponsored
Programs: Supervisor of pre-award activities in the Office
of Grants and Research Administration.
Facilities and
Administrative (F&A) Costs: Real costs related to sponsored projects
that are not easily attributable to individual projects, such as maintenance,
security, heating, cooling, lighting, space, disposal of hazardous waste,
secretarial support, the library, and cost of compliance with government
regulations.
Facilities and
Administrative (F&A) Rate: The rate used to calculate the amount
of F&A costs to be charged to each sponsored projects to fairly reimburse
the College for its F&A expenses. Instead of determining how
much F&A costs individual projects incur, each project must use this
flat average rate. The rate is developed according to federal rules
and is approved by the Office of Naval Research (ONR). State law
demands we use this rate whenever possible.
Fixed-Price Awards:
Awards in which a set dollar amount has been agreed upon for work to be
performed that will be paid regardless of actual expenses.
Fixed-Price Pool
Account: An account into which residual funds from a fixed-price award
are deposited. Funds in such an account can be used to support research
efforts at the discretion of the PI who held the fixed-price award.
Full-time:
Forty hours per week of work or the equivalent of a full-time faculty
member
Indirect Costs:
See Facilities and Administrative Costs
Overhead:
See Facilities and Administrative Costs
Part-time:
Less than than forty hours per week of work or less than the equivalent
of a full-time faculty member
Principal
Investigator (PI) or Project Director (PD):
The person responsible for the programmatic and financial oversight of
a sponsored program. The term PI is used throughout this document
but the terms PI and PD are synonymous.
Provost or designee:
In most instances the Provost delegates decision making authority on matters
pertaining to sponsored programs to the Associate Provost for Academic
Affairs, supervisor of the Office of Grants and Research Administration.
Sponsor: An
organization or individual, external to the College, that provides funds
to carry out programs or projects.
Sponsored Programs
or Projects: An award from an external source (the "sponsor") for
an agreed purpose with sufficient custodial responsibility to warrant
unique administrative accountability. It is established by an agreement,
usually called a grant, contract, or cooperative agreement, between the College and the sponsor. It generally requires that the College do some
or all of the following:
- provide a fiscal
report subject to audit, which implies formal liability for the College
- return funds/goods
not consumed
- perform a defined
scope of work
- maintain confidentiality
of information
- submit a detailed
report of performance
- provide something
of value to the sponsor; and
- comply with terms/conditions
set by the sponsor.
This differs from a
gift which has the characteristics that it is irrevocable, and that the College has full discretionary control over its use, though the purpose
for which it is used may be specified broadly by the donor. Gifts
are administered through the Office of University Development.
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